Regulatory - Regulatory KYI -

Verifying investors efficiently while complying with international regulations: the challenge of IDV

Investor verification is crucial for compliance with investment regulations, but there are significant implementation challenges. Different jurisdictions have their own requirements for investor accreditation, making the process complex and time-consuming. Organizations must scrutinize financial statements and other documents to ensure compliance, which can be costly and cumbersome. Navigating regulatory requirements designed to both protect investors, prevent money laundering, and financing of terrorism adds another layer of complexity.

Additionally, as the number of investors grows, manual verification becomes impractical. There are several automated and third-party solutions, but they come with their challenges. They can be difficult to integrate with existing systems and accuracy is hit-or-miss. This makes it difficult for companies to keep their costs down because of rework or looking for new providers.

An effective KYI solution must comply with domestic and international regulations; verify information to avoid legal repercussions; and scale to verify large numbers of investors.

Global insights for
comprehensive investor verification

Ensure powerful compliance in real-time with Shufti’s KYI/AML solutions

AI-powered monitoring allows Shufti to instantly validate investor identities and corporate documents. Your organization will be in full compliance with all domestic and international KYC/AML regulations, as well as private placement regulations, such as Rule 506(b) and 506(c).

Efficiently onboard investors and reduce costs

Reduce investor onboarding costs up to 60% by using our expert money laundering reporting officers (MLROs). Shufti’s expert compliance officers and money laundering reporting officers authenticate your investors by validating their IDs and corporate documents in real-time. You can also choose to take complete control over your investor's information by manually verifying them yourself.

Always know the identities of your investors

Harness our extensive range of investor verifications to ensure these individuals are eligible and qualified to invest. We offer an extensive range of investor verifications that use a wide range of documents. Our global coverage spans over 240 countries in over 150 languages.

How our KYI process works

Determine MLRO process

Decide whether Shufti or your team will control information acquisition and assessment.

Verify investors and validate their identities

Ensure efficient verification by having investors upload their government-issued IDs and other business documents to streamline the investor due diligence process. Shufti then makes it easy to validate investor identities and documents and screen against over 1700 watchlists using our services or your own MLRO experts.

Acquire data

Obtain data from relevant global sources, including articles of association, proof of address, credit reports, ownership structure, ID documents, director and shareholder registers, bank statements, certificates of incorporations, sources of funds/wealth, and professional certificates.

Safeguard results

Store validation results for optimal lifecycle management and aggregate reporting.

Advanced technology for enhanced investor relationships and full regulatory compliance

Document Verification

Use advanced data extraction and AI-powered verification to process 10,000+ document types worldwide rapidly.

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eIDV

Verify customers remotely and paperlessly using e-IDs checked against government databases for quick, accurate results.

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Investor Verification

Quickly and accurately vet investor identities and credentials to establish trust and achieve compliance AML and CFT directives.

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Business AML Screening

Screen businesses against PEP lists, sanctions watchlists and monitor media databases to support know your vendor, trader, or supplier requirements.

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e-Signature

Speed up document processing with secure digital signatures.

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